Where In The Constitution Are City And County Governments Mentioned
Most Americans assume their city council or county commissioners derive their authority from the U.S. And constitution. So they don't. Not directly, anyway. The document that structures our federal government — the one we all had to memorize the preamble to in middle school — is completely silent on local government. Not a single mention of cities. Not a word about counties. Day to day, townships? Nowhere. School districts? Absent.
This surprises people. It shouldn't, but it does.
What Is the Constitutional Status of Local Government
Here's the short version: the U.In real terms, s. Constitution creates a federal system with two sovereign levels — the national government and the states. Local governments exist in a constitutional gray zone. They're not sovereign. They're not mentioned. They are, legally speaking, "creatures of the state.
That phrase — creatures of the state — comes from a 1907 Supreme Court case, Hunter v. So pittsburgh*. The Court held that a state has absolute power over its municipal corporations. Worth adding: it can create them, abolish them, merge them, shrink them, expand them, or strip them of every power they have. The state legislature giveth, and the state legislature taketh away.
The Tenth Amendment Does the Heavy Lifting
The constitutional hook, such as it is, lives in the Tenth Amendment: "The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people."
Notice what's missing. Local governments aren't in that text. The amendment reserves power to states and to the people — not to cities, not to counties. States then decide how much of their reserved power to delegate downward. Some delegate a lot. Some delegate very little. The Constitution has no opinion on the matter.
State Constitutions Are Where the Action Is
If you want to know what your city can actually do, stop reading the U.Some do it in exhaustive detail (looking at you, California and Texas). Start reading your state constitution. Even so, every single state constitution addresses local government. S. Constitution. Others lay out a basic framework and leave the rest to statute.
State constitutions typically:
- Authorize the legislature to create local governments
- Set boundaries on what the legislature can and can't do to them
- Establish home rule provisions (more on that in a minute)
- Define classes of cities or counties based on population
- Sometimes guarantee certain offices — sheriff, clerk, assessor — as independently elected
The U.Which means s. Constitution sets the floor. State constitutions build the house.
Why It Matters / Why People Care
You might think this is academic trivia. Think about it: it's not. The constitutional silence on local government shapes everything from your property tax bill to whether your town can ban plastic bags.
The Power to Tax Is the Power to Exist
Local governments need revenue. Here's the thing — the U. S. Constitution restricts federal and state taxing power in various ways — no export taxes, no direct taxes without apportionment (before the 16th Amendment), no taxes that discriminate against interstate commerce. But it says nothing about local taxing authority. That's entirely a state law question.
Some states give cities broad taxing power. Others require voter approval for any new tax. Some cap property tax increases constitutionally (California's Proposition 13, Colorado's TABOR). The U.Consider this: s. Constitution is irrelevant to all of it — until a local tax runs afoul of the Commerce Clause or the Equal Protection Clause. Then the federal courts wake up.
Preemption Fights Start Here
When a city passes an ordinance — say, a minimum wage higher than the state's, or a ban on fracking, or a requirement that employers provide paid sick leave — the first question is almost always: does the state allow this?
In Dillon's Rule states (more on that below), the answer is usually no unless the state has explicitly granted that power. In home rule states, the answer is maybe — unless the state has expressly preempted the field. Think about it: the U. That said, s. Now, constitution almost never enters the conversation. These are fights about state law, state constitutions, and legislative intent.
Your Daily Life Runs on Local Authority
Trash pickup. Zoning. Building permits. Police. Fire. Water. Sewer. Schools. Libraries. That's why parks. In practice, potholes. And the vast majority of government services you actually experience come from entities the U. Day to day, s. Constitution doesn't acknowledge exist. Their legal right to provide those services — and your legal right to demand them — traces back to state law, not federal.
How It Works: Dillon's Rule vs. Home Rule
This is the framework that matters. This leads to every state falls somewhere on this spectrum. Understanding where your state lands tells you what your local government can actually do.
Dillon's Rule: The Default Position
John Forrest Dillon was an Iowa Supreme Court justice in the 1860s who hated municipal corruption. Still, he articulated a rule that became the default in American law: a municipal corporation possesses only those powers expressly granted by the state, those necessarily implied from express grants, and those indispensable to the corporation's purposes. Any doubt? Resolved against the city.
In pure Dillon's Rule states, cities are children asking permission. Want to install a traffic camera? Check the statute. Plus, want to regulate short-term rentals? Check the statute. Here's the thing — want to set your own minimum wage? Almost certainly no — the state hasn't said you can.
States that still hew close to Dillon's Rule: Virginia, North Carolina, Indiana (mostly), and several others. But even in these states, the legislature can grant broad authority through statute. And many have.
Home Rule: The Rebellion
By the late 19th century, state legislatures were drowning in local bills — thousands of special acts incorporating towns, adjusting boundaries, granting specific powers. Day to day, it was a mess. The Progressive Era answer: home rule.
Home rule flips the presumption. Instead of asking "what does the state allow?", cities ask "what has the state forbidden?" They get broad police powers — health, safety, welfare, morals — unless the state has expressly occupied the field.
For more on this topic, read our article on rights and responsibilities in history examples or check out us launches cyber trust mark to identify secure smart devices.
But home rule isn't one thing. It comes in flavors:
Legislative home rule — the state constitution authorizes the legislature to grant home rule by statute. The legislature can also take it back or limit it. This is weaker.
Constitutional home rule — the state constitution itself grants home rule directly. The legislature can't easily undo it. This is stronger.
Imperio home rule — the city's powers are exclusive in local matters. The state can't interfere at all. This is rare and getting rarer.
California, Colorado, and a handful of others have strong constitutional home rule. Also, texas has a weird hybrid: home rule for cities over 5,000 population, but the legislature retains significant preemption power. New York has home rule but with a "general law" restriction that lets the state legislate on matters of "state concern" — a category courts have interpreted broadly.
The Preemption Trap
Here's where it gets messy. Practically speaking, even in strong home rule states, the state legislature can preempt local action. And they do. Constantly.
Firearms regulation. So plastic bag bans. Minimum wage. Because of that, paid sick leave. Day to day, lGBTQ nondiscrimination. Ride-sharing regulation. Short-term rentals.
gas regulation. The list grows every legislative session.
Preemption comes in two flavors. In home rule states, courts are supposed to disfavor implied preemption. Express preemption is honest: the statute says "no local regulation of X." Implied preemption is sneakier — courts infer legislative intent to occupy the field because the state scheme is "comprehensive," or because local rules would obstruct state objectives. In practice, they often find it anyway.
The result is a patchwork that defies partisan stereotypes. Even so, red states preempt local minimum wages (Alabama, Florida), local plastic bag bans (Texas, Arizona), and local gun regulations (almost all of them). Blue states preempt local rent control (California, Oregon) and local oil bans (Colorado, New Mexico). Sometimes the same legislature that champions "local control" in the abstract crushes it the moment a city does something they dislike.
The New Front: Punitive Preemption
The latest evolution isn't just blocking local laws. It's punishing the lawmakers.
Florida's 2019 law lets the governor remove local officials who enact preempted gun regulations. Texas allows the state to withhold sales tax revenue from cities that "defund police" — a term defined broadly enough to capture routine budget shifts. Arizona permits any legislator to request an attorney general investigation of a local ordinance; if the AG agrees it's preempted, the city loses state shared revenue until it complies.
These laws turn preemption from a legal doctrine into a political weapon. They chill local experimentation before a lawsuit is even filed.
The Courts: UnreliableReferees
State supreme courts are the final arbiters. But they're elected or appointed in partisan environments. The Ohio Supreme Court struck down a state law preempting local gun rules — then flipped after judicial elections and upheld a similar law. That's why the Pennsylvania Supreme Court invalidated a preemption statute on procedural grounds (single-subject rule) rather than reach the home rule question. The Michigan Supreme Court has swung between expansive and narrow readings of home rule depending on its composition.
Federal courts mostly stay out. The U.Practically speaking, s. Constitution says nothing about local government. Hunter v. Pittsburgh* (1907) settled it: municipalities are "convenient agencies" of the state, with no federal constitutional rights against their creator. The only federal hook is the Dormant Commerce Clause — and that cuts against local* protectionism, not state preemption.
Why It Matters
This isn't academic. It determines whether a city can:
- Ban facial recognition surveillance
- Require landlords to accept housing vouchers
- Decriminalize marijuana possession
- Set building electrification standards
- Create public broadband utilities
- Protect tenants from algorithmic rent-setting
The "laboratories of democracy" metaphor usually describes states. But cities are the test tubes within the labs. When states preempt broadly, they don't just standardize policy — they foreclose the possibility of learning what works at the scale where people actually live.
The Way Forward
Some states have tried structural fixes. Plus, colorado's "local control" amendment requires a supermajority for preemption bills. Hawaii's constitution mandates liberal construction of home rule powers. A few states have adopted "default home rule" — cities get broad authority unless they opt out.
But the fundamental tension is political, not legal. Practically speaking, state legislators represent districts that include suburbs and rural areas hostile to urban priorities. They face primary voters who punish "woke" cities. The incentive structure rewards preemption.
Real change would require either:
- State constitutional amendments entrenching home rule (hard)
- Political realignment making local autonomy a cross-partisan value (unlikely)
- Cities building enough collective power to make preemption politically costly (happening in fits and starts)
Conclusion
Dillon's Rule and home rule were never just legal doctrines. That said, they were competing theories of democracy: one distrustful of local power, the other distrustful of distant power. Think about it: the pendulum swung toward home rule in the 20th century. It's swinging back hard now.
The cities that thrive in this environment won't be the ones with the "right" legal classification. Which means they'll be the ones that organize — across municipal boundaries, across state lines, into coalitions that make state legislators fear the cost of preemption more than the wrath of their base. Here's the thing — law follows power. Practically speaking, always has. The rest is commentary.
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